Securities and Futures Commission

Results: 3470



#Item
81United States securities law / Law / Arbitral tribunal / Futures contract / Arbitration / Financial economics / Financial system / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission

Microsoft Word - EDGA_Membership_Agreements.doc

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-04-15 11:45:01
82Stock market / Financial services / Collective investment schemes / Funds / Security / Mutual fund / Gold exchange-traded product / American depositary receipt / Securities and Futures Commission / Financial economics / Investment / Finance

PDF Document

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Source URL: www.mpfa.org.hk

Language: English - Date: 2015-03-22 23:45:14
83Securities Act / United States securities law / Commodity Futures Trading Commission / Financial regulation / Financial economics / Finance / Investment / United States Securities and Exchange Commission / 73rd United States Congress / New Deal

CFTC Part 4 Exemption Easy Reference Guide

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Source URL: www.nfa.futures.org

Language: English - Date: 2015-04-06 16:35:47
84Finance / Financial system / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Futures contract / Derivative / Credit default swap / Financial economics / United States securities law / United States housing bubble

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCApril 9, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Provide for the Clearance

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 14:47:47
85Options Clearing Corporation / Futures contract / Securities Exchange Act / Commodity Futures Trading Commission / Derivative / Regulatory capture / Settlement / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 16, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Execu

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 18:56:45
86United States Securities and Exchange Commission / Order / Stock market / Auction / Futures contract / Chicago Board Options Exchange / Investment / Securities Exchange Act / Business / Auction theory / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMarch 20, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivenes

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 17:47:47
87United States securities law / Options Clearing Corporation / Securities Exchange Act / International Securities Exchange / U.S. Securities and Exchange Commission / Futures contract / Short / Clearing house / LCH.Clearnet / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 1, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Prop

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Source URL: www.sec.gov

Language: English - Date: 2015-04-01 14:45:19
88Credit default swap / United States housing bubble / Futures contract / Settlement / Order / International trade / Credit derivative / Short / Sale and purchase of ship / Financial economics / Business / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCMarch 23, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Physical Settle

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Source URL: www.sec.gov

Language: English - Date: 2015-03-24 06:39:08
89Finance / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Options Clearing Corporation / Futures contract / U.S. Securities and Exchange Commission / Clearing house / LCH.Clearnet / Financial economics / United States securities law / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 16, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 16:13:04
90Securities / Financial markets / Options Clearing Corporation / Exercise / Futures contract / Bank / Settlement / Clearing / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCMarch 27, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change to Establish

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Source URL: www.sec.gov

Language: English - Date: 2015-03-30 10:41:30
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